VP – Assurance Manager, Global Markets

Compliance / Legal, FICC – Fixed Income & Treasury Mkt, Investment Banking
Hong Kong
Posted 2 years ago

Principal responsibilities

• Lead a team of assurance managers to ensure compliance of Global Markets to the new regulations
• Lead global regulatory change projects and ensure on-going adherence
• Conduct impact analysis on new regulations from global and local regulators
• Prepare product papers for new products, services or processes arising from the new regulations
• Design procedures and internal control work flow to fulfill Group’s and regulatory requirements
• Lead regular workgroup meetings
• Participate in system development workgroup, perform business impact analysis and monitor project progress

• University degree in Business Administration or other relevant qualifications
• Minimum of 8 years’ banking experience, preferably with good knowledge of compliance or change management
• Attentiveness to details and self motivated
• Good communication and interpersonal skills
• Highly adaptable to changes and challenges
• Proficiency in both English and Chinese, fluency in Putonghua an advantage
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

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